Explore the significance of regulatory compliance for financial advisors and how automation can drive sustainable growth in the wealth management sector.

David Anthony, a former investment advisor, battles against fraud allegations from the Colorado Division of Securities, seeking to clear his name and return to work. His legal struggles highlight complexities in securities law and the impact of state regulations.

Explore top financial resolutions for 2025, focusing on insurance reviews, budgeting, and investment strategies for better financial health.