The Hartford Completes Regulatory Compliance for Charity Initiative
Discover how The Hartford's strategic compliance with SEC regulations boosts philanthropy and strengthens its insurance offerings across the U.S. and U.K.
Investor Complaint Filed Against Broker Jason Min Over Variable Annuity Disclosure
An investor has filed a complaint against California broker Jason Min, alleging misleading disclosure about surrender charges on variable annuities. The case underscores regulatory importance of suitability and transparent fee disclosure under FINRA rules.