Tag: Financial Regulation

FINRA Prioritizes AI Risks and Cyber Fraud in 2026 Regulatory Agenda

FINRA's 2026 agenda highlights generative AI risks and cyber-enabled fraud, urging broker-dealers and RIAs to strengthen compliance and supervision amid evolving technology threats.

Federal Reserve Revises Supplementary Leverage Ratio Impacting U.S. Treasury Market

The Federal Reserve's quiet revision of the Supplementary Leverage Ratio reshapes bank capital requirements, affecting liquidity and operations in the U.S. Treasury market.