Tag: Financial Compliance

Settlement Over Improper Insurance Placement on Homeowners

Illinois and 45 states settle $15.5M over improper insurance placement affecting homeowners. Key compliance takeaways for mortgage servicers and agents.

Healthcare Payments and Industry Impact in 2025

Explore the $14.67 billion in healthcare payments in 2025, their impact on prescribing practices, and the regulatory transparency challenges faced by the industry.

Bonds vs. Stocks: An Investor's Guide to Safer Financial Planning

Explore expert insights on bonds versus stocks for financial planning, including RMD rules and investment strategies for retirement. Stay compliant and grow wealth!

Audits Reveal Financial Management and Cybersecurity Issues in NY School Districts

Discover the significant audits revealing compliance failures and cybersecurity risks in New York school districts, stressing the need for improved financial management systems.

AFG Executives to Attend 2026 AIFA Conference in Ohio

Join AFG executives at the 2026 AIFA Conference for insights on regulatory compliance and AI-driven innovations in insurance. Learn more now!

Palomar Holdings Announces Q4 2025 Earnings Call Date and Details

Join Palomar Holdings' Q4 2025 earnings call on February 12, 2026, for insights on risk management and underwriting strategies. Replay available.

Insider Ownership Update: Susan Y Kim's Trust Holds 725,000 Shares in Amkor Technology

Susan Y Kim's 2023 Grantor Retained Annuity Trust disclosed a significant equity position in Amkor Technology Inc with a Form 4 filing to the SEC, reporting direct ownership of 725,000 shares, reflecting insider ownership dynamics relevant to market analysts and compliance officers.