INSURASALES

Tag: Fiduciary Duty

Advisor Jeffrey Cutter Appeals SEC Case Ruling on Insurance Commission Disclosures

Jeffrey Cutter appeals SEC ruling on insurance commission disclosure, challenging regulatory requirements under the Investment Advisers Act and McCarran-Ferguson Act limitations.

Massachusetts Jury Finds Mixed Violations in Annuity Sales Case Against Advisor

Massachusetts jury delivers mixed verdict in SEC case against Jeffrey Cutter for annuity sales violations under the Investment Advisers Act. Highlights fiduciary duty and disclosure compliance issues.